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STEVEN HENDERSON NEZAS
STEVE NEZAS, STEVEN H NEZAS, STEVEN NEZAS
CRD#: 2467636
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MORGAN STANLEYCRD#: 149777 2000 WESTCHESTER AVE
(HOME OFFICE)
PURCHASE, NY 10577
(HOME OFFICE)
PURCHASE, NY 10577
0
Disclosures
28
Years of Experience
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State Registrations
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Alabama 5/9/2022
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Nebraska 5/9/2022
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Alaska 5/9/2022
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Nevada 5/9/2022
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Arizona 5/9/2022
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New Hampshire 5/9/2022
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Arkansas 5/9/2022
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New Jersey 5/9/2022
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California 5/9/2022
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New Mexico 5/9/2022
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Colorado 5/9/2022
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New York 12/17/2014
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Connecticut 2/18/2020
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New York 6/16/2021
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Delaware 5/9/2022
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North Carolina 5/9/2022
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District of Columbia 5/9/2022
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North Dakota 5/9/2022
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Florida 5/9/2022
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Ohio 5/9/2022
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Georgia 5/9/2022
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Oklahoma 5/9/2022
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Hawaii 5/9/2022
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Oregon 5/9/2022
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Idaho 5/9/2022
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Pennsylvania 5/9/2022
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Illinois 5/9/2022
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Puerto Rico 5/9/2022
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Indiana 5/9/2022
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Rhode Island 5/9/2022
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Iowa 5/9/2022
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South Carolina 5/9/2022
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Kansas 5/9/2022
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South Dakota 5/9/2022
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Kentucky 5/9/2022
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Tennessee 5/9/2022
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Louisiana 5/9/2022
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Texas 5/18/2020
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Maine 5/9/2022
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Texas 5/9/2022
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Maryland 5/9/2022
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Utah 5/9/2022
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Massachusetts 5/9/2022
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Vermont 5/9/2022
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Michigan 5/9/2022
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Virginia 5/9/2022
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Minnesota 5/9/2022
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Washington 5/9/2022
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Mississippi 5/9/2022
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West Virginia 5/9/2022
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Missouri 5/9/2022
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Wisconsin 5/9/2022
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Montana 5/9/2022
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Wyoming 5/9/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 5/18/2020
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Registered with this firm since 12/17/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/11/2012 - 10/15/2014 | HARTFORD, CT | |
B | 12/15/2010 - 07/02/2012 | HARTFORD, CT | |
B | 04/27/2010 - 12/17/2010 | PURCHASE, NY | |
B | 04/09/2007 - 02/17/2009 | NEW YORK, NY | |
B | 10/12/2006 - 04/04/2007 | PURCHASE, NY | |
B | 02/13/1995 - 08/21/2006 | HARTFORD, CT | |
B | 05/31/1994 - 01/04/1995 | BOSTON, MA | |
B | 05/31/1994 - 01/04/1995 | BOSTON, MA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.