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Detailed Report
JOHN CRAIG CONNOLLY
CRD#: 2467132
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 ONE NORTH MAIN
TEMPLE, TX 76501
Registration History
19952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1995 - 2008 (12 years)BEDWARD D. JONES & CO., L.P. (CRD# 250)1994 - 1995 (1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (5 years)
License(s)

State Registrations

B
Alabama 7/13/2010
B
North Carolina 1/1/2008
B
Alaska 1/1/2008
B
Ohio 1/1/2008
B
Florida 1/1/2008
B
South Carolina 3/12/2018
B
Georgia 11/8/2017
B
Texas 1/1/2008
B
Missouri 1/1/2008
IA
Texas 1/1/2008
B
Nevada 2/4/2025
B
Washington 11/11/2010
B
New Mexico 9/18/2024
B
Wisconsin 6/7/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE NORTH MAIN, TEMPLE, TX 76501
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE NORTH MAIN, TEMPLE, TX 76501
Registered with this firm since 1/1/2008
Previous Registration(s)
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B
 10/06/1995 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) TEMPLE, TX
IA
 10/07/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) TEMPLE, TX
B
 04/27/1994 - 08/28/1995 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.