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Detailed Report
WILLIAM HOWARD KEATON
BILL KEATON, WILLIAM H KEATON
CRD#: 2467121
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 15 Lake St
STE 130
Savannah, GA 31411
Registration History
19952000200520102015202020252 FIRMS2017 - Present (7 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)1998 - 2017 (19 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 1995 (<1 year)IASUNTRUST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2017 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)1998 - 2016 (18 years)
Disclosure(s)
View By:
7/20/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 9/29/2017
B
New Jersey 10/27/2021
B
Arizona 6/12/2024
B
New York 12/2/2019
B
Arkansas 9/29/2017
B
North Carolina 9/22/2017
B
California 9/22/2017
B
Ohio 9/22/2017
B
Colorado 10/4/2017
B
Oregon 9/22/2017
B
Connecticut 9/22/2017
B
Pennsylvania 9/22/2017
B
District of Columbia 9/22/2017
B
South Carolina 9/22/2017
B
Florida 9/22/2017
B
Tennessee 9/22/2017
B
Georgia 9/28/2017
B
Texas 9/22/2017
IA
Georgia 9/28/2017
IA
Texas 9/22/2017
B
Illinois 9/22/2017
B
Utah 1/14/2019
B
Iowa 10/17/2022
B
Virgin Islands 12/14/2021
B
Maine 9/22/2017
B
Virginia 9/22/2017
B
Maryland 9/22/2017
B
Washington 12/3/2020
B
Michigan 1/15/2025
B
West Virginia 9/22/2017
B
Nevada 7/16/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
15 Lake St STE 130, Savannah, GA 31411
Registered with this firm since 9/22/2017
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
15 Lake St STE 130, Savannah, GA 31411
Registered with this firm since 9/22/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/17/2016 - 09/27/2017 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) SAVANNAH, GA
B
 03/23/1998 - 09/27/2017 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) SAVANNAH, GA
IA
 03/26/1998 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) SAVANNAH, GA
B
 06/16/1994 - 04/19/1995 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.