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FREDRICK SPENCER BROWN
F. SPENCER BROWN, FREDRICK SPENCER BROWN JR, SPENCER BROWN
CRD#: 2466203
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2025 E BELTLINE SE STE 501
GRAND RAPIDS, MI 49546
Registration History
19952000200520102015202020252 FIRMS1994 - 1997 (3 years)2 FIRMS2021 - Present (3 years)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2009 - 2021 (12 years)BONEAMERICA SECURITIES, INC. (CRD# 4173)1999 - 2009 (10 years)BAMERICAN UNITED LIFE INSURANCE... (CRD# 1075)1999 - 2001 (2 years)BFSC SECURITIES CORPORATION (CRD# 7461)1997 - 1999 (1 year)IAFIFTH THIRD SECURITIES, INC. (CRD# 628)2010 - 2021 (11 years)
License(s)

State Registrations

B
Arizona 10/29/2021

IA
Michigan 10/29/2021

B
Colorado 10/29/2021

B
North Carolina 10/29/2021

B
Florida 10/29/2021

B
Tennessee 10/29/2021

B
Illinois 10/29/2021

B
Texas 10/29/2021

B
Indiana 9/14/2023

B
Washington 2/15/2023

B
Maryland 10/29/2021

B
Wisconsin 10/29/2021

B
Michigan 10/29/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2025 E BELTLINE SE STE 501, GRAND RAPIDS, MI 49546
Registered with this firm since 10/29/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2025 E BELTLINE SE STE 501, GRAND RAPIDS, MI 49546
Registered with this firm since 10/29/2021

Previous Registration(s)
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IA
10/12/2010 - 11/02/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) GRAND RAPIDS, MI
B
11/30/2009 - 11/02/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) GRAND RAPIDS, MI
B
06/02/1999 - 12/04/2009 ONEAMERICA SECURITIES, INC. (CRD#:4173) GRAND RAPIDS, MI
B
06/02/1999 - 12/17/2001 AMERICAN UNITED LIFE INSURANCE COMPANY (CRD#:1075) INDIANAPOLIS, IN
B
10/24/1997 - 05/28/1999 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
05/06/1994 - 10/30/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
05/06/1994 - 10/30/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.