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Matthew Raymond Doering
MATTHEW RAYMOND DOERING
CRD#: 2466065
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VIMA, LLCCRD#: 148833 46 EAST SQUARE LAKE RD.
TROY, MI 48085
TROY, MI 48085
View By:
4/21/2008
Customer Dispute
Settled
State Registrations
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Indiana 4/6/2020
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Registered with this firm since 4/6/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/15/2019 - 02/06/2020 | INDIANAPOLIS, IN | |
B | 02/15/2019 - 02/06/2020 | INDIANAPOLIS, IN | |
IA | 11/16/2010 - 03/01/2019 | BLOOMINGTON, IN | |
B | 11/16/2010 - 03/01/2019 | BLOOMINGTON, IN | |
IA | 07/06/2005 - 11/16/2010 | BEDFORD, IN | |
B | 07/06/2005 - 11/16/2010 | BEDFORD, IN | |
IA | 01/14/2005 - 07/06/2005 | BEDFORD, IN | |
B | 01/14/2005 - 07/06/2005 | CHICAGO, IL | |
IA | 09/09/2003 - 02/01/2005 | BLOOMINGTON, IN | |
B | 06/02/2003 - 02/01/2005 | PALM BEACH GARDENS, FL | |
B | 05/13/1999 - 06/09/2003 | ST. LOUIS, MO | |
B | 06/05/1997 - 05/10/1999 | LITTLETON, CO | |
B | 09/14/1995 - 05/14/1997 | NEW YORK, NY | |
B | 04/12/1994 - 01/26/1995 | NEWARK, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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