Individual Firm
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EDWARD ADAMS FERGUSON
ED FERGUSON
CRD#: 2465791
IA
B
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 394 MILLEDGE AVENUE
SUITE 106
ATHENS, GA 30605
SUITE 106
ATHENS, GA 30605
View By:
7/29/2009
Customer Dispute
Denied
10/28/2008
Customer Dispute
Closed-No Action
State Registrations
B
Alabama 10/11/2022
B
Montana 10/5/2022
B
Arizona 10/5/2022
B
Nevada 10/5/2022
B
Arkansas 10/5/2022
B
New Hampshire 10/5/2022
B
California 10/5/2022
B
New Jersey 10/5/2022
B
Colorado 10/5/2022
B
New Mexico 10/5/2022
B
Connecticut 10/5/2022
B
New York 10/5/2022
B
Delaware 10/5/2022
B
North Carolina 10/10/2022
B
District of Columbia 10/5/2022
B
Ohio 10/5/2022
B
Florida 10/5/2022
B
Oklahoma 10/5/2022
B
Georgia 10/5/2022
B
Oregon 10/5/2022
IA
Georgia 10/7/2022
B
Pennsylvania 10/5/2022
B
Idaho 10/5/2022
B
Puerto Rico 10/5/2022
B
Illinois 10/5/2022
B
South Carolina 10/5/2022
B
Indiana 10/5/2022
B
Tennessee 10/5/2022
B
Iowa 10/5/2022
B
Texas 10/5/2022
B
Kansas 10/5/2022
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Texas 10/5/2022
B
Kentucky 10/5/2022
B
Utah 10/5/2022
B
Louisiana 10/5/2022
B
Vermont 10/5/2022
B
Maine 10/5/2022
B
Virginia 10/11/2022
B
Maryland 10/5/2022
B
Washington 10/5/2022
B
Massachusetts 10/5/2022
B
West Virginia 10/5/2022
B
Michigan 10/5/2022
B
Wisconsin 10/5/2022
B
Mississippi 10/5/2022
B
Wyoming 10/5/2022
B
Missouri 10/5/2022
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/5/2022
B
Registered with this firm since 10/5/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/13/2013 - 10/06/2022 | ATHENS, GA | |
B | 02/13/2013 - 10/06/2022 | ATHENS, GA | |
IA | 01/27/2003 - 02/13/2013 | CHARLOTTE, NC | |
B | 05/17/1994 - 02/13/2013 | CHARLOTTE, NC |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.