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Anthony Gee
CRD#: 2465463
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 B ST
SAN DIEGO, CA 92101
Registration History
19952000200520102015202020252 FIRMS1994 - 1994 (<1 year)2 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - Present (16 years)BMORGAN STANLEY DW INC. (CRD# 7556)1996 - 2007 (11 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1995 - 1995 (<1 year)BOPPENHEIMER & CO., INC. (CRD# 630)1994 - 1995 (<1 year)IAMORGAN STANLEY (CRD# 7556)1998 - 2007 (8 years)
Disclosure(s)
View By:
12/30/2016
Judgment / Lien
License(s)

State Registrations

B
Arizona 4/13/2012

B
Idaho 7/16/2019

B
California 12/12/2008

B
Illinois 12/12/2008

IA
California 12/15/2008

B
New Jersey 12/12/2008

B
Colorado 1/28/2016

B
New York 12/12/2008

B
Florida 11/10/2014

B
North Carolina 6/1/2010

B
Hawaii 12/12/2008

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 12/15/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 12/12/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2007 - 12/16/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN DIEGO, CA
B
04/02/2007 - 12/16/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN DIEGO, CA
IA
08/24/1998 - 04/02/2007 MORGAN STANLEY (CRD#:7556) SAN DIEGO, CA
B
04/24/1996 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SAN DIEGO, CA
B
02/21/1995 - 05/12/1995 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
12/01/1994 - 02/17/1995 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
B
06/21/1994 - 09/30/1994 GRUNTAL & CO. INCORPORATED (CRD#:372) NEW YORK, NY
B
04/27/1994 - 06/17/1994 BARABAN SECURITIES, INC. (CRD#:7659) LOS ANGELES, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.