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ROBERT BRUCE MARTIN
CRD#: 2465413
IA
Investment Adviser
B
Broker
RAINIER WEALTH MANAGEMENT LLCCRD#: 162125 EVERETT, WA
LPL FINANCIAL LLCCRD#: 6413 EVERETT, WA
Registration History
19952000200520102015202020252 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1999 - 2009 (10 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1998 - 1999 (1 year)BSEAFIRST INVESTMENT SERVICES, INC. (CRD# 17411)1994 - 1998 (4 years)IALPL FINANCIAL LLC (CRD# 6413)2012 - 2013 (1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2009 (7 years)
Disclosure(s)
View By:
10/20/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 3/19/2012

B
Oregon 6/18/2021

B
California 2/21/2014

B
South Carolina 8/11/2016

B
District of Columbia 10/25/2016

B
Texas 2/21/2014

B
Hawaii 3/16/2012

B
Washington 3/16/2012

B
Idaho 7/20/2015

IA
Washington 8/13/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAINIER WEALTH MANAGEMENT LLC (CRD#:162125)
EVERETT, WA
Registered with this firm since 8/13/2012

B
LPL FINANCIAL LLC (CRD#:6413)
EVERETT, WA
Registered with this firm since 3/16/2012

Previous Registration(s)
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IA
03/16/2012 - 03/28/2013 LPL FINANCIAL LLC (CRD#:6413) MUKILTEO, WA
IA
10/23/2009 - 03/19/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EVERETT, WA
B
10/23/2009 - 03/19/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EVERETT, WA
IA
12/06/2001 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SEATTLE, WA
B
07/12/1999 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SEATTLE, WA
B
07/01/1998 - 07/12/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
03/18/1994 - 07/01/1998 SEAFIRST INVESTMENT SERVICES, INC. (CRD#:17411) SEATTLE, WA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.