Individual Firm
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PAUL ROBERT ALBERINI
PAUL ALBERINI
CRD#: 2465237
IA
B
WELLS FARGO ADVISORSCRD#: 19616 8474 ROZITA LEE AVE STE 400
[SD-RBO]
LAS VEGAS, NV 89113
[SD-RBO]
LAS VEGAS, NV 89113
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2/11/2016
Customer Dispute
Denied
6/25/2004
Customer Dispute
Denied
2/4/2003
Customer Dispute
Denied
7/12/2001
Customer Dispute
Denied
1/30/2001
Customer Dispute
Denied
7/7/1999
Customer Dispute
Denied
State Registrations
B
Alabama 2/4/2021
IA
Nevada 1/3/2011
B
Arizona 1/3/2011
B
New Mexico 2/6/2025
B
California 1/3/2011
B
New York 1/3/2011
B
Colorado 1/3/2011
B
North Carolina 9/15/2015
B
Connecticut 2/7/2025
B
Ohio 11/11/2014
B
Florida 1/2/2020
B
Oklahoma 3/21/2011
B
Hawaii 1/11/2019
B
Oregon 11/12/2013
B
Idaho 1/3/2011
B
Pennsylvania 2/7/2025
B
Indiana 7/10/2023
B
South Carolina 3/25/2025
B
Iowa 11/14/2016
B
South Dakota 2/12/2024
B
Louisiana 1/3/2011
B
Tennessee 2/2/2021
B
Maryland 1/25/2021
B
Texas 1/3/2011
B
Massachusetts 2/4/2015
B
Utah 1/3/2011
B
Michigan 7/31/2023
B
Virginia 3/18/2024
B
Minnesota 10/3/2019
B
Washington 1/3/2011
B
Montana 2/12/2024
B
Wyoming 7/24/2023
B
Nevada 1/3/2011
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 1/3/2011
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Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2002 - 01/03/2011 | LAS VEGAS, NV | |
B | 01/16/2001 - 01/03/2011 | LAS VEGAS, NV | |
B | 09/14/1994 - 12/01/2000 | ST. LOUIS, MO | |
B | 07/07/1994 - 10/22/1994 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.