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SHEALA H SMITH
SHEALA DIAHANN HAGEWOOD, SHEALA H NICHOLS, Sheala Nichols
CRD#: 2465084
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 Two Franklin Park
6700 Tower Circle, Ste. 200
Franklin, TN 37067
6700 Tower Circle, Ste. 200
Franklin, TN 37067
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Alabama 6/14/2018
B
Missouri 8/30/2018
B
Arizona 6/18/2021
B
Nevada 8/24/2023
B
Arkansas 6/18/2021
B
New York 6/18/2021
B
California 6/18/2021
B
North Carolina 10/12/2018
B
Colorado 6/18/2021
B
Ohio 6/21/2021
B
Connecticut 6/18/2021
B
Oklahoma 8/24/2023
B
Florida 6/14/2018
B
Pennsylvania 6/18/2021
B
Georgia 6/14/2018
B
South Carolina 6/18/2021
B
Illinois 6/18/2021
B
Tennessee 8/16/2017
B
Indiana 6/18/2021
IA
Tennessee 8/18/2017
B
Kentucky 8/30/2018
B
Texas 6/14/2018
B
Louisiana 6/18/2021
IA
Texas 6/14/2018
B
Maine 8/24/2023
B
Utah 8/8/2022
B
Massachusetts 8/24/2023
B
Virginia 6/18/2021
B
Michigan 8/30/2018
B
Washington 8/24/2023
B
Minnesota 8/24/2023
B
Wisconsin 6/18/2021
B
Mississippi 8/24/2023
SRO Registrations
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/18/2017
B
Registered with this firm since 8/16/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/01/2011 - 08/17/2017 | BRENTWOOD, TN | |
B | 04/01/2011 - 08/17/2017 | BRENTWOOD, TN | |
IA | 05/23/2006 - 10/30/2009 | FRANKLIN, TN | |
B | 05/22/2006 - 10/30/2009 | FRANKLIN, TN | |
IA | 04/08/2004 - 04/28/2006 | NASHVILLE, TN | |
B | 11/30/2000 - 04/28/2006 | NASHVILLE, TN | |
B | 04/04/1996 - 12/11/2000 | WEEHAWKEN, NJ | |
B | 09/15/1995 - 03/01/1996 | ST. PETERSBURG, FL | |
B | 09/28/1994 - 09/22/1995 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.