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JACQUELINE HALO ROWE
JACQUELINE H BRUSH, JACQUELINE HALO BRUSH, JACQUELIN HALO ROWE, JACQUIE ROWE
CRD#: 2464478
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Investment Adviser
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Previous Broker
FIDUCIARY FINANCIAL GROUP, LLCCRD#: 285681 1101 FIFTH AVENUE
SUITE 305
SAN RAFAEL, CA 94901
Registration History
1995200020052010201520202025IAFIDUCIARY FINANCIAL GROUP, LLC (CRD# 285681)2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 2022 (27 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2022 (15 years)
License(s)

State Registrations

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California 11/6/2024

Current Registration(s)
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FIDUCIARY FINANCIAL GROUP, LLC (CRD#:285681)
1101 FIFTH AVENUE SUITE 305, SAN RAFAEL, CA 94901
Registered with this firm since 4/20/2022

Previous Registration(s)
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11/07/2006 - 04/10/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
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05/16/1994 - 04/10/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.