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PEGGY ANNE GLANZMAN
CRD#: 2463883
IA
B
EATON VANCE MANAGEMENTCRD#: 104859 ONE POST OFFICE SQUARE
BOSTON, MA 02109
BOSTON, MA 02109
EATON VANCE DISTRIBUTORS, INC.CRD#: 37731 100 Park Avenue
New York, NY 10017
New York, NY 10017
0
Disclosures
29
Years of Experience
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State Registrations
IA
Massachusetts 7/26/2023
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New York 6/21/2023
SRO Registrations
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Registered with this firm since 7/26/2023
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Registered with this firm since 6/21/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/01/2020 - 05/31/2023 | NEW YORK, NY | |
B | 12/01/2020 - 05/31/2023 | New York, NY | |
IA | 10/30/2018 - 12/01/2020 | NEW YORK, NY | |
B | 04/23/2018 - 12/01/2020 | NEW YORK, NY | |
B | 09/08/2016 - 04/24/2018 | NEW YORK, NY | |
B | 06/01/2009 - 09/09/2016 | PURCHASE, NY | |
B | 04/02/2007 - 06/01/2009 | PURCHASE, NY | |
B | 03/29/2000 - 04/02/2007 | PURCHASE, NY | |
B | 10/10/1996 - 11/11/1999 | NEW YORK, NY | |
B | 12/12/1994 - 09/13/1996 | ST. LOUIS, MO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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