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Toby Michael Banks
CRD#: 2463007
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 401 19th Street East
Jasper, AL 35501
Registration History
19952000200520102015202020252 FIRMS1995 - 1997 (2 years)2 FIRMS1997 - 2021 (23 years)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
Alabama 1/14/2021

B
Georgia 7/22/2021

IA
Alabama 1/14/2021

B
Maryland 2/14/2025

B
Colorado 4/22/2022

B
Mississippi 7/22/2021

B
Florida 7/22/2021

B
Texas 1/19/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
401 19th Street East, Jasper, AL 35501
Registered with this firm since 1/14/2021

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
401 19th Street East, Jasper, AL 35501
Registered with this firm since 1/14/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/28/1997 - 01/20/2021 SYNOVUS SECURITIES, INC. (CRD#:14023) JASPER, AL
B
05/02/1997 - 01/20/2021 SYNOVUS SECURITIES, INC. (CRD#:14023) JASPER, AL
B
03/30/1995 - 05/07/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
03/30/1995 - 05/07/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.