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BRETT ANDREW HINA
CRD#: 2462782
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1337 TILTON ROAD
NORTHFIELD, NJ 08225
Registration History
1995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2009 - Present (15 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2005 - Present (19 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2005 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 1999 (4 years)BSMITH BARNEY INC. (CRD# 7059)1994 - 1994 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2005 (2 years)
License(s)

State Registrations

B
Arizona 2/8/2021

B
New Hampshire 11/25/2009

B
California 1/31/2014

B
New Jersey 3/24/2005

B
Colorado 10/23/2009

IA
New Jersey 8/20/2009

B
Delaware 3/24/2005

B
New York 3/24/2005

B
District of Columbia 5/2/2024

B
North Carolina 5/19/2005

B
Florida 3/24/2005

B
Ohio 5/16/2023

B
Georgia 11/19/2010

B
Oregon 11/23/2020

B
Hawaii 5/2/2024

B
Pennsylvania 3/24/2005

B
Illinois 9/22/2006

IA
Pennsylvania 6/30/2017

B
Indiana 12/16/2019

B
Rhode Island 5/2/2024

B
Maine 12/21/2021

B
South Carolina 3/24/2005

B
Maryland 3/24/2005

B
Tennessee 10/4/2016

B
Massachusetts 3/24/2005

B
Texas 1/5/2017

B
Michigan 2/13/2023

IA
Texas 1/9/2017

B
Montana 1/4/2022

B
Vermont 12/11/2020

B
Nevada 1/6/2016

B
Virginia 2/8/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1337 TILTON ROAD, NORTHFIELD, NJ 08225
1337 TILTON ROAD, NORTHFIELD, NJ 08225
Registered with this firm since 8/20/2009

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1337 TILTON ROAD, NORTHFIELD, NJ 08225
1337 TILTON ROAD, NORTHFIELD, NJ 08225
Registered with this firm since 3/24/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/08/2002 - 04/11/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MOUNT LAUREL, NJ
B
05/10/1999 - 04/11/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
03/08/1995 - 05/12/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
04/08/1994 - 12/13/1994 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.