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BRIAN RAYMOND RUSSELL DREIER
BRIAN R DREYER
CRD#: 2462344
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 1022 Maine St
Quincy, IL 62301
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 1022 Maine Street
Quincy, IL 62301
Registration History
19952000200520102015202020252 FIRMS1994 - 1998 (3 years)2 FIRMS2004 - 2006 (1 year)2 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2016 (6 years)2 FIRMS2016 - Present (8 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 3600)2002 - 2004 (1 year)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1998 - 2002 (4 years)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 3600)2004 - 2004 (<1 year)
Disclosure(s)
View By:
4/8/2024
Customer Dispute
Pending
License(s)

State Registrations

B
Arizona 4/15/2016

B
Kentucky 1/21/2022

B
California 4/15/2016

B
Massachusetts 1/21/2022

B
Colorado 8/26/2020

B
Missouri 4/15/2016

B
Florida 4/15/2016

B
South Dakota 1/21/2022

B
Georgia 10/11/2016

B
Texas 1/21/2022

B
Illinois 4/15/2016

IA
Texas 1/23/2022

IA
Illinois 4/15/2016

B
Virginia 1/21/2022

B
Indiana 1/21/2022

B
Washington 1/21/2022

B
Iowa 4/15/2016

B
West Virginia 1/21/2022

B
Kansas 4/15/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
1022 Maine St, Quincy, IL 62301
201 S 5th St, Quincy, IL 62301
Registered with this firm since 4/15/2016

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
1022 Maine Street, Quincy, IL 62301
201 S 5th St, Quincy, IL 62301
Registered with this firm since 4/15/2016

Previous Registration(s)
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IA
09/04/2009 - 04/28/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) QUINCY, IL
B
09/04/2009 - 04/28/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) QUINCY, IL
IA
02/21/2006 - 09/04/2009 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) OVERLAND PARK, KS
B
02/09/2006 - 09/04/2009 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) OVERLAND PARK, KS
IA
05/26/2004 - 02/08/2006 MML INVESTORS SERVICES, INC. (CRD#:10409) OVERLAND PARK, KS
B
05/21/2004 - 02/08/2006 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
IA
02/18/2004 - 05/17/2004 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) KANSAS CITY, MO
B
06/07/2002 - 05/17/2004 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) LOS ANGELES, CA
B
03/16/1998 - 06/06/2002 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
07/06/1994 - 03/17/1998 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
07/06/1994 - 03/17/1998 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.