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KENNETH LEE ROBINOWITZ
KEN ROBINOWITZ
CRD#: 2462200
IA
B
WELLS FARGO ADVISORSCRD#: 19616 8115 PRESTON RD
STE 300
DALLAS, TX 75225
STE 300
DALLAS, TX 75225
0
Disclosures
28
Years of Experience
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State Registrations
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Arizona 1/3/2011
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Oklahoma 1/3/2011
B
Colorado 1/3/2011
B
Texas 1/3/2011
B
Florida 1/3/2011
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Texas 1/3/2011
B
Hawaii 1/3/2011
B
Virginia 4/30/2019
B
Maryland 1/3/2011
B
Washington 1/3/2011
B
North Carolina 1/3/2011
SRO Registrations
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Registered with this firm since 1/3/2011
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Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/10/2002 - 01/03/2011 | DALLAS, TX | |
B | 09/07/2001 - 01/03/2011 | DALLAS, TX | |
B | 09/28/2000 - 04/12/2001 | NEW YORK, NY | |
B | 01/14/1999 - 10/17/2000 | HOUSTON, TX | |
B | 07/06/1994 - 04/17/1997 | LONG ISLAND CITY, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.