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Detailed Report
ORACIO JOSEPH CAPPELLO
HORACIO CAPPELLO, HORAZIO JOSEPH CAPPELLO, ORACIO CAPPELLO, ROZ CAPPELLO
CRD#: 2461096
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 9336 E RAINTREE DRIVE
SUITE 110
SCOTTSDALE, AZ 85260
Registration History
19952000200520102015202020252 FIRMS2019 - Present (5 years)BHORNOR, TOWNSEND & KENT, LLC (CRD# 4031)2013 - 2019 (5 years)BPROEQUITIES, INC. (CRD# 15708)2011 - 2012 (1 year)BBLC FINANCIAL SERVICES, INC. (CRD# 126638)2008 - 2010 (2 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 2008 (9 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1994 - 1999 (5 years)IAHORNOR, TOWNSEND & KENT, LLC (CRD# 4031)2018 - 2019 (1 year)
License(s)

State Registrations

B
Arizona 5/30/2019
IA
Utah 1/19/2023
IA
Arizona 6/10/2019
B
Washington 1/21/2025
B
Utah 1/18/2023
IA
Washington 1/21/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
9336 E RAINTREE DRIVE SUITE 110, SCOTTSDALE, AZ 85260
Registered with this firm since 6/10/2019
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
9336 E RAINTREE DRIVE SUITE 110, SCOTTSDALE, AZ 85260
Registered with this firm since 5/30/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/21/2018 - 05/03/2019 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) SCOTTSDALE, AZ
B
 11/22/2013 - 05/03/2019 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) SCOTTSDALE, AZ
B
 08/08/2011 - 11/20/2012 PROEQUITIES, INC. (CRD#:15708) PEORIA, AZ
B
 10/17/2008 - 12/31/2010 BLC FINANCIAL SERVICES, INC. (CRD#:126638) CHICAGO, IL
B
 05/03/1999 - 09/19/2008 PARK AVENUE SECURITIES LLC (CRD#:46173) OVERLAND PARK, KS
B
 04/18/1994 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.