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FELIPE ANTONIO BALLESTAS
FELIPE A BALLESTAS
CRD#: 2461019
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Investment Adviser
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Previous Broker
BALLESTAS ADVISORSCRD#: 287825 848 BRICKELL AVENUE
PH-5
MIAMI, FL 33131
Registration History
1995200020052010201520202025IABALLESTAS ADVISORS (CRD# 287825)2017 - Present (7 years)IABOLTON GLOBAL ASSET MANAGEMENT (CRD# 129376)2016 - Present (8 years)BBOLTON GLOBAL CAPITAL (CRD# 15650)2016 - 2023 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 2016 (22 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2016 (12 years)
Disclosure(s)
View By:
3/30/2009
Customer Dispute
Denied
10/2/2008
Customer Dispute
Denied
License(s)

State Registrations

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Florida 6/23/2016

Current Registration(s)
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BALLESTAS ADVISORS (CRD#:287825)
848 BRICKELL AVENUE PH-5, MIAMI, FL 33131
Registered with this firm since 8/16/2017

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BOLTON GLOBAL ASSET MANAGEMENT (CRD#:129376)
1441 Brickell Avenue Suite 1700, Miami, FL 33131
Registered with this firm since 6/23/2016

Previous Registration(s)
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06/16/2016 - 05/16/2023 BOLTON GLOBAL CAPITAL (CRD#:15650) Miami, FL
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03/15/2004 - 06/14/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
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04/27/1994 - 06/14/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.