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Detailed Report
SANDRA JEAN HATCH
SANDRA JEAN BOURRIE, SANDRA JEAN BOURRLE, SANDI FAVARON, SANDRA JEAN FAVARON, SANDRA JEAN OAKLEY…
CRD#: 2460296
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 880 Carillon Parkway
St. Petersburg, FL 33716
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 880 CARILLON PARKWAY
ST PETERSBURG, FL 33716
Registration History
19952000200520102015202020252 FIRMS2021 - Present (3 years)2 FIRMS2022 - Present (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2003 - 2020 (16 years)BPRIME CAPITAL SERVICES, INC. (CRD# 18334)2001 - 2002 (<1 year)BQUESTAR CAPITAL CORPORATION (CRD# 43100)1999 - 2001 (2 years)BHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)1998 - 1999 (<1 year)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)1997 - 1998 (<1 year)BLOCUST STREET SECURITIES, INC. (CRD# 1703)1996 - 1997 (<1 year)BWADDELL & REED, INC. (CRD# 866)1994 - 1996 (2 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2012 - 2020 (8 years)
License(s)

State Registrations

B
Florida 5/11/2021
B
Virginia 10/2/2024
IA
Florida 5/11/2021
IA
Virginia 10/2/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
880 Carillon Parkway, St. Petersburg, FL 33716
Registered with this firm since 4/28/2022
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 5/11/2021
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
880 CARILLON PARKWAY, ST PETERSBURG, FL 33716
Registered with this firm since 4/12/2022
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 5/11/2021
Previous Registration(s)
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IA
 04/02/2012 - 07/27/2020 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) TAMPA, FL
B
 09/26/2003 - 07/27/2020 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) TAMPA, FL
B
 11/02/2001 - 09/25/2002 PRIME CAPITAL SERVICES, INC. (CRD#:18334) POUGHKEEPSIE, NY
B
 01/05/1999 - 07/03/2001 QUESTAR CAPITAL CORPORATION (CRD#:43100) MINNEAPOLIS, MN
B
 04/20/1998 - 01/11/1999 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) CONSHOHOCKEN, PA
B
 05/20/1997 - 03/31/1998 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) FAIRFIELD, IA
B
 06/24/1996 - 05/22/1997 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
 04/29/1994 - 05/14/1996 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.