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RICARDO J. POPOVSKY
RICARDO JACK POPOVSKY, RICARDO POPOVSKY, RICARDOJ. JACK POPOVSKY
CRD#: 2459652
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1891 GEORGETOWN RD
HUDSON, OH 44236
Registration History
19952000200520102015202020252 FIRMS2020 - Present (4 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2001 - 2020 (18 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 2001 (7 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2020 (18 years)
Disclosure(s)
View By:
5/19/2015
Customer Dispute
Settled
2/13/2009
Customer Dispute
Denied
11/7/2003
Customer Dispute
Closed-No Action
7/25/2000
Customer Dispute
Denied
License(s)

State Registrations

B
California 7/10/2020

B
Ohio 7/10/2020

B
Colorado 7/10/2020

IA
Ohio 7/22/2020

B
Florida 7/10/2020

B
Tennessee 9/22/2021

B
Maryland 7/10/2020

B
Texas 7/10/2020

B
Missouri 7/10/2020

IA
Texas 7/10/2020

B
North Carolina 7/10/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1891 GEORGETOWN RD, HUDSON, OH 44236
30050 CHAGRIN BLVD STE 150, PEPPER PIKE, OH 44124
Registered with this firm since 7/10/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1891 GEORGETOWN RD, HUDSON, OH 44236
30050 CHAGRIN BLVD STE 150, PEPPER PIKE, OH 44124
Registered with this firm since 7/10/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/08/2002 - 07/21/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) PEPPER PIKE, OH
B
12/14/2001 - 07/21/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) PEPPER PIKE, OH
B
05/12/1994 - 12/20/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.