Individual Firm
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JEFFREY KISTLER JONES
CRD#: 2459593
IA
B
CSENGE ADVISORY GROUP, LLCCRD#: 131167 161 West Main Street
Lancaster, OH 43130
Lancaster, OH 43130
LION STREET FINANCIAL, LLCCRD#: 165828 161 West Main Stret
Lancaster, OH 43130
Lancaster, OH 43130
View By:
5/12/2000
Customer Dispute
Closed-No Action
State Registrations
B
Alabama 7/31/2018
B
Ohio 7/31/2018
IA
Florida 2/5/2018
B
Washington 7/27/2018
B
Florida 7/27/2018
B
West Virginia 7/31/2018
IA
Ohio 12/13/2017
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/12/2017
B
Registered with this firm since 7/27/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/05/2017 - 07/31/2018 | LANCASTER, OH | |
B | 12/05/2017 - 07/31/2018 | LANCASTER, OH | |
IA | 12/21/2010 - 12/06/2017 | LANCASTER, OH | |
B | 12/16/2010 - 12/06/2017 | LANCASTER, OH | |
IA | 01/06/2004 - 12/17/2010 | LANCASTER, OH | |
B | 01/02/2004 - 12/17/2010 | LANCASTER, OH | |
IA | 02/25/2002 - 01/02/2004 | LANCASTER, OH | |
B | 01/06/1995 - 01/02/2004 | ATLANTA, GA | |
B | 03/17/1994 - 01/17/1995 | HARTFORD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.