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JOSEPH ERNEST RICE
CRD#: 2458954
IA
Investment Adviser
B
Broker
GENEOS WEALTH MANAGEMENT, INC.CRD#: 120894 7233 S 85TH EAST AVE
SUITE 300
TULSA, OK 74133
Registration History
19952000200520102015202020252 FIRMS2011 - Present (13 years)BNEW ENGLAND SECURITIES (CRD# 615)1997 - 2011 (14 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1994 - 1997 (3 years)
License(s)

State Registrations

B
Arkansas 5/16/2012

B
Ohio 1/7/2022

B
Florida 2/27/2013

B
Oklahoma 10/17/2011

B
Kansas 10/17/2011

IA
Oklahoma 10/17/2011

B
Missouri 10/26/2015

B
Texas 6/4/2020

B
North Dakota 2/7/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894)
7233 S 85TH EAST AVE SUITE 300, TULSA, OK 74133
Registered with this firm since 10/17/2011

B
GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894)
7233 S 85TH EAST AVE SUITE 300, TULSA, OK 74133
Registered with this firm since 10/17/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/04/1997 - 10/18/2011 NEW ENGLAND SECURITIES (CRD#:615) TULSA, OK
B
05/17/1994 - 05/21/1997 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.