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Detailed Report
JEFFERY DEAN HALLER
JEFFERY D HALLER, JEFFREY DEAN HALLER
CRD#: 2458776
IA
Investment Adviser
B
Broker
VESTGEN ADVISORS, LLCCRD#: 318657 2155 Citygate Lane
Suite 125
Naperville, IL 60563
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 2155 CityGate Lane, Suite 125
Naperville, IL 60563
Registration History
1985199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1998 - 2024 (25 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 1998 (4 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2024 (15 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)1999 - 2009 (10 years)
Disclosure(s)
View By:
9/14/1985
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 10/14/2024
B
Mississippi 10/14/2024
B
Arizona 10/14/2024
B
North Carolina 10/14/2024
B
California 12/12/2024
B
South Carolina 10/14/2024
B
Florida 10/14/2024
B
Tennessee 10/14/2024
IA
Florida 10/18/2024
IA
Texas 10/15/2024
B
Illinois 10/14/2024
B
Virginia 10/14/2024
IA
Illinois 10/24/2024
B
Wisconsin 10/14/2024
B
Michigan 1/8/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VESTGEN ADVISORS, LLC (CRD#:318657)
2155 Citygate Lane Suite 125, Naperville, IL 60563
Registered with this firm since 10/15/2024
B
PRIVATE CLIENT SERVICES, LLC (CRD#:120222)
2155 CityGate Lane, Suite 125, Naperville, IL 60563
Naples, FL
Registered with this firm since 10/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/02/2009 - 10/18/2024 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Naples, FL
B
 11/23/1998 - 10/18/2024 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Naples, FL
IA
 01/19/1999 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) Naples, FL
B
 04/13/1994 - 11/17/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.