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Detailed Report
BRIAN PHILLIP GIBBONS
BRIAN GIBBONS
CRD#: 2458342
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1000 BESTGATE ROAD
ANNAPOLIS, MD 21401
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1000 BESTGATE ROAD
ANNAPOLIS, MD 21401
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 1998 (<1 year)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2017 (5 years)2 FIRMS2017 - 2024 (6 years)2 FIRMS2024 - Present (1 year)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2000 - 2009 (9 years)BCRESTAR SECURITIES CORPORATION (CRD# 17464)1998 - 2000 (2 years)BWASHINGTON INVESTMENT CORPORATION (CRD# 25727)1996 - 1997 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2003 - 2009 (6 years)
Disclosure(s)
View By:
7/2/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Delaware 2/22/2024
B
North Carolina 2/22/2024
B
District of Columbia 2/22/2024
B
Ohio 2/22/2024
B
Florida 2/22/2024
B
South Carolina 2/22/2024
B
Maryland 1/29/2024
B
Virginia 2/22/2024
IA
Maryland 1/29/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1000 BESTGATE ROAD, ANNAPOLIS, MD 21401
Registered with this firm since 1/29/2024
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1000 BESTGATE ROAD, ANNAPOLIS, MD 21401
Registered with this firm since 1/29/2024
Previous Registration(s)
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IA
 03/25/2017 - 01/31/2024 MML INVESTORS SERVICES, LLC (CRD#:10409) HUNT VALLEY, MD
B
 03/25/2017 - 01/31/2024 MML INVESTORS SERVICES, LLC (CRD#:10409) HUNT VALLEY, MD
IA
 08/15/2011 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) MILLERSVILLE, MD
B
 08/15/2011 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) SPRINGFIELD, MA
IA
 09/28/2009 - 02/10/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) GLEN BURNIE, MD
B
 09/28/2009 - 02/10/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) GLEN BURNIE, MD
IA
 01/09/2003 - 09/28/2009 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) WALDORF, MD
B
 05/26/2000 - 09/28/2009 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) WALDORF, MD
B
 02/20/1998 - 05/26/2000 CRESTAR SECURITIES CORPORATION (CRD#:17464) RICHMOND, VA
B
 09/29/1997 - 02/05/1998 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 09/29/1997 - 02/05/1998 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 11/21/1996 - 08/18/1997 WASHINGTON INVESTMENT CORPORATION (CRD#:25727) WASHINGTON, DC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.