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Detailed Report
DANNY EARL THOMAS
DANNY E THOMAS
CRD#: 2458330
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 Temecula, CA
LPL FINANCIAL LLCCRD#: 6413 TEMECULA, CA
Registration History
19952000200520102015202020252 FIRMS2004 - 2004 (<1 year)2 FIRMS2010 - 2010 (<1 year)2 FIRMS2011 - 2018 (6 years)2 FIRMS2018 - 2023 (5 years)2 FIRMS2024 - Present (1 year)BSTONEHURST SECURITIES, INC. (CRD# 138218)2006 - 2009 (3 years)BGUARANTY BROKERAGE SERVICES, INC. (CRD# 23302)2004 - 2005 (<1 year)BSCOTTRADE, INC. (CRD# 8206)1998 - 2004 (5 years)BQUICK & REILLY, INC. (CRD# 11217)1995 - 1998 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 1995 (1 year)
License(s)

State Registrations

B
California 3/11/2024
B
New Jersey 3/19/2024
IA
California 3/12/2024
B
South Carolina 3/11/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
Temecula, CA
Registered with this firm since 3/12/2024
B
LPL FINANCIAL LLC (CRD#:6413)
TEMECULA, CA
Registered with this firm since 3/11/2024
Previous Registration(s)
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IA
 05/02/2018 - 09/01/2023 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SAN DIEGO, CA
B
 05/02/2018 - 09/01/2023 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SAN DIEGO, CA
IA
 07/14/2011 - 05/22/2018 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
B
 07/14/2011 - 05/22/2018 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
IA
 06/03/2010 - 11/03/2010 MADISON AVENUE SECURITIES, INC. (CRD#:23224) SAN DIEGO, CA
B
 06/03/2010 - 11/03/2010 MADISON AVENUE SECURITIES, INC. (CRD#:23224) SAN DIEGO, CA
B
 05/09/2006 - 12/31/2009 STONEHURST SECURITIES, INC. (CRD#:138218)
FINRA expelled the firm on 06/01/2010
FOLSOM, CA
B
 11/22/2004 - 04/25/2005 GUARANTY BROKERAGE SERVICES, INC. (CRD#:23302) ST. CLOUD, MN
IA
 09/01/2004 - 10/11/2004 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) FOLSOM, CA
B
 03/01/2004 - 10/11/2004 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) FOLSOM, CA
B
 10/12/1998 - 01/14/2004 SCOTTRADE, INC. (CRD#:8206) ST. LOUIS, MO
B
 12/08/1995 - 10/13/1998 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 04/12/1994 - 12/01/1995 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.