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KIMBERLY DAWN BRANDT
KIMBERLY D SWATHWOOD, KIMBERLY DAWN VISSER, KIMBERLY DAWN VISSER
CRD#: 2458110
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 321 SETTLERS RD
STE 110
HOLLAND, MI 49423
Registration History
199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2011 - Present (13 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2008 (10 years)
License(s)

State Registrations

B
Alabama 8/7/2024

B
Missouri 4/12/2011

B
Alaska 1/24/2018

B
Montana 5/10/2022

B
Arizona 4/12/2011

B
Nevada 1/5/2015

B
Arkansas 12/1/2022

B
New Jersey 3/18/2022

B
California 4/12/2011

B
New York 12/1/2022

B
Colorado 3/18/2022

B
North Carolina 4/13/2011

B
Delaware 4/12/2011

B
Ohio 2/8/2019

B
Florida 4/12/2011

B
Oklahoma 4/12/2011

B
Georgia 2/7/2019

B
Oregon 4/12/2011

B
Hawaii 2/7/2019

B
Pennsylvania 1/5/2015

B
Illinois 4/12/2011

B
South Carolina 4/12/2011

B
Indiana 4/12/2011

B
Tennessee 2/7/2019

B
Iowa 3/22/2024

B
Texas 3/18/2022

B
Kansas 1/17/2023

IA
Texas 3/18/2022

B
Kentucky 4/1/2015

B
Utah 4/12/2011

B
Maryland 3/18/2022

B
Virginia 3/18/2022

B
Massachusetts 4/12/2011

B
Washington 7/12/2023

B
Michigan 1/1/2008

B
Wisconsin 4/12/2011

IA
Michigan 9/27/2019

B
Wyoming 1/6/2025

B
Minnesota 2/7/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
321 SETTLERS RD STE 110, HOLLAND, MI 49423
Registered with this firm since 5/5/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
321 SETTLERS RD STE 110, HOLLAND, MI 49423
Registered with this firm since 1/1/2008

Previous Registration(s)
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B
12/23/1997 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) HOLLAND, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.