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Detailed Report
SUSAN CONATY YABA
SUSAN L CONATY, SUSAN LYNN PRATT, SUSAN PRATT
CRD#: 2457810
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2501 20TH PL S STE 350
BIRMINGHAM, AL 35223
Registration History
19952000200520102015202020252 FIRMS2008 - 2013 (5 years)2 FIRMS2013 - 2023 (9 years)2 FIRMS2023 - Present (2 years)BSALOMON BROTHERS INC. (CRD# 740)1994 - 1996 (2 years)
License(s)

State Registrations

B
Alabama 1/20/2023
B
Montana 1/20/2023
IA
Alabama 1/20/2023
B
Nebraska 1/20/2023
B
Alaska 1/20/2023
B
Nevada 1/20/2023
B
Arizona 1/20/2023
B
New Hampshire 1/20/2023
B
Arkansas 1/20/2023
B
New Jersey 1/20/2023
B
California 1/20/2023
B
New Mexico 1/20/2023
B
Colorado 1/20/2023
B
New York 1/20/2023
B
Connecticut 1/20/2023
B
North Carolina 1/20/2023
B
Delaware 1/20/2023
B
North Dakota 1/20/2023
B
District of Columbia 1/20/2023
B
Ohio 1/20/2023
B
Florida 1/20/2023
B
Oklahoma 1/20/2023
B
Georgia 1/20/2023
B
Oregon 1/20/2023
B
Hawaii 1/20/2023
B
Pennsylvania 1/20/2023
B
Idaho 1/20/2023
B
Puerto Rico 1/20/2023
B
Illinois 1/20/2023
B
Rhode Island 1/20/2023
B
Indiana 1/20/2023
B
South Carolina 1/20/2023
B
Iowa 1/20/2023
B
South Dakota 1/20/2023
B
Kansas 1/20/2023
B
Tennessee 1/20/2023
B
Kentucky 1/20/2023
B
Texas 1/20/2023
B
Louisiana 1/20/2023
B
Utah 1/20/2023
B
Maine 1/20/2023
B
Vermont 1/20/2023
B
Maryland 1/20/2023
B
Virgin Islands 1/20/2023
B
Massachusetts 1/20/2023
B
Virginia 1/20/2023
B
Michigan 1/20/2023
B
Washington 1/20/2023
B
Minnesota 1/20/2023
B
West Virginia 1/20/2023
B
Mississippi 1/20/2023
B
Wisconsin 1/20/2023
B
Missouri 1/20/2023
B
Wyoming 1/20/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2501 20TH PL S STE 350, BIRMINGHAM, AL 35223
Registered with this firm since 1/20/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2501 20TH PL S STE 350, BIRMINGHAM, AL 35223
Registered with this firm since 1/20/2023
Previous Registration(s)
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IA
 11/13/2013 - 01/24/2023 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) BIRMINGHAM, AL
B
 11/13/2013 - 01/24/2023 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) BIRMINGHAM, AL
IA
 06/26/2008 - 11/14/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) BIRMINGHAM, AL
B
 05/06/2008 - 11/14/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) BIRMINGHAM, AL
B
 02/22/1994 - 03/15/1996 SALOMON BROTHERS INC. (CRD#:740) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.