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BRIAN RAY GRIMES
CRD#: 2457477
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 104 S Washington St
Rockville, MD 20850
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 104 S Washington St
Rockville, MD 20850
Registration History
19952000200520102015202020252 FIRMS1994 - 1995 (1 year)3 FIRMS2002 - 2004 (1 year)2 FIRMS2004 - 2015 (11 years)2 FIRMS2015 - Present (9 years)BUVEST INVESTMENT SERVICES (CRD# 13787)1999 - 2002 (2 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1998 - 1998 (<1 year)BFIRST MARYLAND BROKERAGE CORPO... (CRD# 17531)1995 - 1997 (1 year)IAUVEST FINANCIAL SERVICES AND/O... (CRD# 13787)2002 - 2002 (<1 year)
License(s)

State Registrations

B
California 2/16/2022

B
Maryland 11/2/2015

B
Delaware 1/7/2016

IA
Maryland 11/2/2015

B
District of Columbia 11/2/2015

B
Massachusetts 11/2/2015

B
Florida 11/2/2015

B
Ohio 10/21/2019

B
Georgia 1/2/2018

B
Pennsylvania 11/2/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
104 S Washington St, Rockville, MD 20850
Montgomery Village, MD
Registered with this firm since 11/2/2015

IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
104 S Washington St, Rockville, MD 20850
Montgomery Village, MD
Registered with this firm since 11/2/2015

Previous Registration(s)
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IA
02/23/2004 - 11/05/2015 LINCOLN INVESTMENT PLANNING, LLC (CRD#:519) GAITHERSBURG, MD
B
02/23/2004 - 11/05/2015 LINCOLN INVESTMENT (CRD#:519) GAITHERSBURG, MD
IA
09/03/2002 - 02/17/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) LUTHERVILLE, MD
B
08/22/2002 - 02/17/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
08/22/2002 - 02/17/2004 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
IA
06/26/2002 - 08/16/2002 UVEST FINANCIAL SERVICES AND/OR COMPASS CAPITAL (CRD#:13787) FREDERICK, MD
B
12/17/1999 - 08/16/2002 UVEST INVESTMENT SERVICES (CRD#:13787) CHARLOTTE, NC
B
01/21/1998 - 10/02/1998 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
11/28/1995 - 09/08/1997 FIRST MARYLAND BROKERAGE CORPORATION (CRD#:17531) BALTIMORE, MD
B
03/10/1994 - 05/16/1995 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
03/10/1994 - 05/16/1995 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.