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MICHAEL SAMUEL KARFIS
MICHAEL S KARFIS
CRD#: 2457446
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 32255 NORTHWESTERN HWY
STE 200
FARMINGTON HILLS, MI 48334-1574
Registration History
19952000200520102015202020252 FIRMS1994 - 1994 (<1 year)3 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2009 (8 years)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)1994 - 2001 (6 years)
Disclosure(s)
View By:
9/5/2000
Customer Dispute
Settled
License(s)

State Registrations

B
California 10/5/2009

B
Massachusetts 10/5/2009

B
Colorado 10/5/2009

B
Michigan 10/5/2009

B
Florida 10/5/2009

IA
Michigan 6/16/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
32255 NORTHWESTERN HWY STE 200, FARMINGTON HILLS, MI 48334-1574
Novi, MI
Registered with this firm since 10/5/2009

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AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
32255 NORTHWESTERN HWY STE 200, FARMINGTON HILLS, MI 48334-1574
Novi, MI
Registered with this firm since 10/5/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/10/2009 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) WEST BLOOMFIELD, MI
B
06/19/2009 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) WEST BLOOMFIELD, MI
B
06/01/2009 - 07/01/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) FARMINGTON, MI
B
05/29/2001 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FARMINGTON, MI
B
12/16/1994 - 05/31/2001 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
B
04/12/1994 - 11/03/1994 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
04/12/1994 - 11/03/1994 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.