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SANDY SITU WONG
BAO YUE SITU, BOA YUE SITU, SANDY S SITU, SANDY SITU, SANDY S WONG
CRD#: 2457289
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1160 GRANT AVE
SAN FRANCISCO, CA 94133
Registration History
19952000200520102015202020252 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - Present (11 years)BWAMU INVESTMENTS, INC. (CRD# 599)2003 - 2009 (5 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2003 (<1 year)BCAL FED INVESTMENTS (CRD# 19631)2000 - 2003 (3 years)BCAL FED INVESTMENTS (CRD# 19631)1997 - 2000 (2 years)BGLENFED BROKERAGE SERVICES (CRD# 13648)1997 - 1998 (1 year)BNYLIFE SECURITIES INC. (CRD# 5167)1995 - 1995 (<1 year)BLIGHT SECURITIES (CRD# 23660)1994 - 1994 (<1 year)IAWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2009 (3 years)
License(s)

State Registrations

B
California 2/7/2014

B
Nevada 10/21/2019

IA
California 2/7/2014

B
New Jersey 6/17/2024

B
Hawaii 10/24/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1160 GRANT AVE, SAN FRANCISCO, CA 94133
Registered with this firm since 2/7/2014

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1160 GRANT AVE, SAN FRANCISCO, CA 94133
Registered with this firm since 2/7/2014

Previous Registration(s)
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IA
10/01/2012 - 02/10/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) DALY CITY, CA
B
10/01/2012 - 02/10/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) DALY CITY, CA
IA
05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DALY CITY, CA
B
05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DALY CITY, CA
IA
02/23/2006 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) DALY CITY, CA
B
06/04/2003 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) DALY CITY, CA
B
02/05/2003 - 03/21/2003 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
02/09/2000 - 02/05/2003 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
B
10/28/1997 - 02/07/2000 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
B
05/28/1997 - 11/14/1998 GLENFED BROKERAGE SERVICES (CRD#:13648) GLENDALE, CA
B
03/10/1995 - 10/13/1995 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
03/01/1994 - 11/02/1994 LIGHT SECURITIES (CRD#:23660) OAKLAND, CA
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.