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DALE JOHN STRABALA
CRD#: 2457275
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 11611 N Meridian St
Ste 600
Carmel, IN 46032-7118
Ste 600
Carmel, IN 46032-7118
0
Disclosures
30
Years of Experience
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State Registrations
B
Alabama 9/15/2015
B
Minnesota 6/23/2020
B
Arizona 1/10/2017
B
Missouri 5/4/2010
B
California 4/4/2007
B
North Carolina 5/6/2021
B
Florida 6/14/2010
B
Ohio 9/16/2014
B
Illinois 4/4/2007
B
South Carolina 5/13/2019
B
Indiana 4/4/2007
B
Tennessee 1/11/2021
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Indiana 10/18/2007
B
Wisconsin 11/1/2019
B
Iowa 4/4/2007
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 10/18/2007
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Registered with this firm since 4/4/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/29/1995 - 04/05/2007 | INDIANAPOLIS, IN | |
B | 03/28/1994 - 06/22/1995 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.