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STEVEN FORDE
STEVEN MICHAEL FORDE
CRD#: 2456339
IA
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
227 WEST MONROE STREET - 24
CHICAGO, IL 60606
227 WEST MONROE STREET - 24
CHICAGO, IL 60606
CITI PRIVATE ALTERNATIVES, LLCCRD#: 153777 CITI PRIVATE BANK
227 WEST MONROE STREET - 24
Chicago, IL 60606
227 WEST MONROE STREET - 24
Chicago, IL 60606
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Disclosures
28
Years of Experience
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State Registrations
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Alabama 5/11/2022
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Nevada 5/5/2022
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Arizona 3/24/2022
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New Hampshire 5/16/2022
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Arkansas 5/12/2022
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New Mexico 3/18/2022
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California 5/12/2022
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New York 10/15/2024
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Colorado 2/23/2022
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New York 10/15/2024
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Connecticut 1/26/2022
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North Carolina 5/16/2022
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District of Columbia 1/27/2022
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North Dakota 5/11/2022
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Florida 5/17/2022
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Ohio 5/11/2022
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Idaho 3/18/2022
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Oklahoma 5/25/2022
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Illinois 1/27/2022
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Oregon 5/13/2022
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Illinois 3/18/2022
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Pennsylvania 5/11/2022
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Iowa 5/13/2022
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Puerto Rico 1/27/2022
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Louisiana 4/11/2022
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South Dakota 5/11/2022
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Maryland 1/25/2022
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Texas 5/11/2022
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Massachusetts 2/23/2022
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Utah 5/11/2022
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Michigan 5/11/2022
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Washington 5/16/2022
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Minnesota 5/12/2022
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West Virginia 5/12/2022
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Missouri 5/12/2022
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Wyoming 5/12/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 12/18/2024
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Registered with this firm since 1/27/2022
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Registered with this firm since 12/10/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/29/2007 - 12/18/2019 | GLEN ELLYN, IL | |
B | 05/29/2007 - 12/18/2019 | GLEN ELLYN, IL | |
IA | 11/01/2004 - 05/29/2007 | CHICAGO, IL | |
B | 07/29/1999 - 05/29/2007 | CHICAGO, IL | |
B | 03/17/1994 - 06/02/1998 | LONG ISLAND CITY, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.