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Detailed Report
YOUN SUNG KIM
YOUN S KIM
CRD#: 2456138
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3435 WILSHIRE BLVD
#400
LOS ANGELES, CA 90010
Registration History
19952000200520102015202020252 FIRMS2008 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)BAXA ADVISORS, LLC (CRD# 6627)1995 - 2008 (13 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1995 - 2000 (4 years)BWMA SECURITIES, INC. (CRD# 32625)1994 - 1995 (<1 year)IAAXA ADVISORS, LLC (CRD# 6627)2003 - 2008 (5 years)
License(s)

State Registrations

B
California 6/14/2024
B
Nevada 6/14/2024
IA
California 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3435 WILSHIRE BLVD #400, LOS ANGELES, CA 90010
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
3435 WILSHIRE BLVD #400, LOS ANGELES, CA 90010
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 10/21/2008 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) LOS ANGELES, CA
B
 10/21/2008 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) LOS ANGELES, CA
IA
 05/21/2003 - 10/15/2008 AXA ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
B
 02/24/1995 - 10/15/2008 AXA ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
B
 02/24/1995 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
B
 10/10/1994 - 02/10/1995 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.