Individual Firm
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BRENT MATHEW PRYOR
CRD#: 2456009
IA
B
OSAIC WEALTH, INC.CRD#: 23131 Olathe, KS
0
Disclosures
18
Years of Experience
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State Registrations
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Kansas 8/27/2021
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New Jersey 8/27/2021
IA
Kansas 8/27/2021
SRO Registrations
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/30/2021 - 01/19/2024 | OAKDALE, MN | |
B | 08/30/2021 - 11/03/2023 | ATLANTA, GA | |
B | 08/30/2021 - 09/01/2023 | SCOTTSDALE, AZ | |
IA | 05/24/2021 - 08/23/2021 | TOPEKA, KS | |
B | 05/24/2021 - 08/23/2021 | TOPEKA, KS | |
B | 01/24/2011 - 04/30/2021 | OVERLAND PARK, KS | |
IA | 01/24/2011 - 10/07/2020 | OVERLAND PARK, KS | |
B | 01/24/2011 - 10/07/2020 | OVERLAND PARK, KS | |
IA | 06/28/2010 - 11/11/2010 | OLATHE, KS | |
B | 06/14/2010 - 11/11/2010 | OLATHE, KS | |
B | 11/13/1997 - 12/17/2001 | KANSAS CITY, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.