Individual Firm
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JOHN FRED ODELL III
FRED ODELL III, JOHN FREDERICK ODELL III
CRD#: 2454609
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1700 Westgate Drive
Suite 103
York, PA 17408
Suite 103
York, PA 17408
View By:
12/22/2015
Customer Dispute
Denied
State Registrations
B
Arizona 8/9/2022
B
New Jersey 8/9/2022
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Arizona 11/1/2022
B
New York 8/18/2022
B
California 8/9/2022
B
North Carolina 8/19/2022
B
Delaware 8/19/2022
B
Ohio 8/9/2022
B
Florida 8/9/2022
B
Oklahoma 10/7/2022
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Florida 9/12/2023
B
Pennsylvania 8/9/2022
B
Georgia 8/30/2022
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Pennsylvania 8/9/2022
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Georgia 8/30/2022
B
Utah 1/5/2024
B
Maryland 8/10/2022
B
Virginia 8/10/2022
B
Minnesota 8/22/2022
B
Wyoming 7/24/2023
B
Nevada 8/29/2022
SRO Registrations
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 8/9/2022
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Registered with this firm since 8/9/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/16/2014 - 08/12/2022 | LEMOYNE, PA | |
B | 06/16/2014 - 08/12/2022 | LEMOYNE, PA | |
IA | 06/01/2009 - 06/24/2014 | HARRISBURG, PA | |
B | 06/01/2009 - 06/24/2014 | HARRISBURG, PA | |
IA | 11/11/2008 - 06/01/2009 | HARRISBURG, PA | |
B | 11/11/2008 - 06/01/2009 | HARRISBURG, PA | |
IA | 11/02/1995 - 11/13/2008 | YORK, PA | |
B | 05/04/1995 - 11/13/2008 | YORK, PA | |
B | 10/07/1994 - 05/12/1995 | LOS ANGELES, CA | |
B | 05/03/1994 - 10/07/1994 | ENGLEWOOD, CO | |
B | 04/28/1994 - 05/19/1994 | ENGLEWOOD, CO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.