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CONNIE JEAN GAMBATESE
CONNIE JEAN ABNEY, CONNIE JEAN FISK, CONNIE FISK
CRD#: 2454217
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 13215 BEE CAVE PKWY
STE 150, BLDG A
BEE CAVE, TX 78738
Registration History
19952000200520102015202020252 FIRMS2000 - 2011 (10 years)2 FIRMS2011 - Present (14 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)2000 - 2001 (1 year)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)2000 - 2000 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1994 - 2000 (5 years)
Disclosure(s)
View By:
2/9/2010
Customer Dispute
Denied
4/13/2007
Customer Dispute
Settled
5/23/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 7/25/2013

B
Nevada 11/7/2024

B
Arkansas 11/2/2022

B
New Mexico 9/3/2021

B
California 1/3/2011

B
New York 9/12/2024

B
Colorado 5/8/2018

B
North Carolina 9/18/2017

B
Connecticut 11/18/2021

B
Ohio 11/13/2024

B
District of Columbia 11/18/2021

B
Oklahoma 11/7/2024

B
Florida 1/22/2025

B
South Carolina 9/12/2024

B
Idaho 9/12/2024

B
Tennessee 3/4/2022

B
Illinois 11/18/2021

B
Texas 1/3/2011

B
Indiana 9/12/2024

IA
Texas 1/3/2011

B
Maryland 9/12/2024

B
Virginia 11/18/2021

B
Minnesota 1/3/2013

B
Washington 9/12/2024

B
Missouri 11/21/2024

B
Wisconsin 9/12/2024

B
Montana 10/13/2020

B
Wyoming 9/12/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
13215 BEE CAVE PKWY STE 150, BLDG A, BEE CAVE, TX 78738
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
13215 BEE CAVE PKWY STE 150, BLDG A, BEE CAVE, TX 78738
Registered with this firm since 1/3/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/13/2000 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) AUSTIN, TX
B
12/13/2000 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) AUSTIN, TX
B
02/28/2000 - 05/07/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
02/15/2000 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
03/10/1994 - 02/08/2000 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.