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ERNEST VINCENT MONTAVON
CRD#: 2454204
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 320 CORAM AVE
SHELTON, CT 06484
Registration History
19952000200520102015202020252 FIRMS2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1997 - 2000 (2 years)BFIS SECURITIES, INC. (CRD# 30533)1997 - 1997 (<1 year)BMDS SECURITIES INCORPORATED (CRD# 29367)1994 - 1996 (2 years)BSHAWMUT BROKERAGE, INC. (CRD# 17081)1994 - 1994 (<1 year)
License(s)

State Registrations

B
Arizona 11/30/2020

B
Mississippi 12/4/2019

B
California 5/23/2016

B
New York 10/1/2000

B
Colorado 5/1/2003

B
North Carolina 1/8/2016

B
Connecticut 10/1/2000

B
Rhode Island 5/24/2016

IA
Connecticut 11/28/2000

B
South Carolina 4/23/2007

B
Florida 10/1/2000

B
Tennessee 6/11/2015

B
Kentucky 5/23/2022

B
Texas 10/21/2023

B
Massachusetts 1/31/2001

IA
Texas 10/21/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
320 CORAM AVE, SHELTON, CT 06484
11 KLARIDES VILLAGE DR, SEYMOUR, CT 06483
Registered with this firm since 11/28/2000

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
320 CORAM AVE, SHELTON, CT 06484
11 KLARIDES VILLAGE DR, SEYMOUR, CT 06483
Registered with this firm since 10/1/2000

Previous Registration(s)
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B
11/05/1997 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
01/02/1997 - 09/11/1997 FIS SECURITIES, INC. (CRD#:30533) BOSTON, MA
B
03/28/1994 - 12/31/1996 MDS SECURITIES INCORPORATED (CRD#:29367) CARMEL, IN
B
02/16/1994 - 03/28/1994 SHAWMUT BROKERAGE, INC. (CRD#:17081)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.