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Detailed Report
IAN SCOTT REDDOCK
CRD#: 2454065
IA
Investment Adviser
B
Broker
ALLSTATE FINANCIAL ADVISORS, LLCCRD#: 109524 151 N 8th St Ste 450
Lincoln, NE 68508-1316
ALLSTATE FINANCIAL SERVICES, LLCCRD#: 18272 Jericho, NY
Registration History
19952000200520102015202020252 FIRMS2001 - 2001 (<1 year)2 FIRMS2005 - 2005 (<1 year)IAALLSTATE FINANCIAL ADVISORS, LLC (CRD# 109524)2024 - Present (<1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2023 - Present (1 year)BAEGIS CAPITAL CORP. (CRD# 15007)2020 - 2023 (3 years)BSDDCO BROKERAGE ADVISORS LLC (CRD# 153563)2013 - 2019 (6 years)BMANTLE CAPITAL ADVISORS LLC (CRD# 148870)2016 - 2019 (3 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2007 - 2013 (5 years)BIFMG SECURITIES, INC. (CRD# 14416)2007 - 2007 (<1 year)BMILESTONE GROUP MANAGEMENT LLC (CRD# 44486)2003 - 2003 (<1 year)BWISE PLANNING CORP. (CRD# 899)2002 - 2002 (<1 year)BMILLENNIUM SECURITIES CORP. (CRD# 31695)1997 - 2001 (4 years)BKENSINGTON WELLS INCORPORATED (CRD# 30570)1994 - 1997 (2 years)IASIGNATOR INVESTORS, INC. (CRD# 468)2008 - 2013 (5 years)
License(s)

State Registrations

B
New York 5/5/2023
IA
New York 8/15/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524)
151 N 8th St Ste 450, Lincoln, NE 68508-1316
Registered with this firm since 8/15/2024
B
ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272)
Jericho, NY
Registered with this firm since 5/5/2023
Previous Registration(s)
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B
 02/03/2020 - 05/26/2023 AEGIS CAPITAL CORP. (CRD#:15007) MELVILLE, NY
B
 06/03/2013 - 10/16/2019 SDDCO BROKERAGE ADVISORS LLC (CRD#:153563) NEW YORK, NY
B
 05/17/2016 - 07/09/2019 MANTLE CAPITAL ADVISORS LLC (CRD#:148870) NEW YORK, NY
IA
 05/08/2008 - 06/05/2013 SIGNATOR INVESTORS, INC. (CRD#:468) NEW YORK, NY
B
 10/29/2007 - 06/05/2013 SIGNATOR INVESTORS, INC. (CRD#:468) NEW YORK, NY
B
 07/11/2007 - 10/18/2007 IFMG SECURITIES, INC. (CRD#:14416) PURCHASE, NY
B
 09/06/2005 - 12/20/2005 GUNNALLEN FINANCIAL, INC (CRD#:17609) MELVILLE, NY
B
 06/01/2005 - 08/05/2005 GUNNALLEN FINANCIAL, INC (CRD#:17609) TAMPA, FL
B
 05/07/2003 - 07/30/2003 MILESTONE GROUP MANAGEMENT LLC (CRD#:44486) LAKE SUCCESS, NY
B
 04/17/2002 - 10/24/2002 WISE PLANNING CORP. (CRD#:899) HICKSVILLE, NY
B
 05/23/2001 - 09/24/2001 SCHONFELD SECURITIES, LLC (CRD#:23304) JERICHO, NY
B
 03/23/2001 - 05/16/2001 MERCER PARTNERS INCORPORATED (CRD#:44925) NEW YORK, NY
B
 03/10/1997 - 03/20/2001 MILLENNIUM SECURITIES CORP. (CRD#:31695)
FINRA expelled the firm on 06/15/2001
NEW YORK, NY
B
 06/06/1994 - 01/02/1997 KENSINGTON WELLS INCORPORATED (CRD#:30570)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.