• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Rachael Ann Conroy
RACHAEL ANN CLASBY, RACHAEL ANN CONROV, RACHAEL ANN CONROY, RACHEL ANN CONROY
CRD#: 2453875
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 HOLLISTON, MA
Registration History
19952000200520102015202020252 FIRMS1998 - 2003 (4 years)IALPL FINANCIAL LLC (CRD# 6413)2006 - Present (18 years)BLPL FINANCIAL LLC (CRD# 6413)2003 - Present (21 years)BNATIONAL FINANCIAL SERVICES CO... (CRD# 13041)1997 - 1998 (1 year)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1996 - 1996 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1995 - 1996 (<1 year)IADIETZ & LYNCH CAPITAL (CRD# 144184)2013 - 2014 (1 year)IAP.L.A.N. (CRD# 151072)2009 - 2013 (4 years)IA401(K) ADVISORS GROUP (CRD# 144184)2007 - 2010 (2 years)IAFIDELITY PERSONAL TRUST COMPAN... (CRD# 109516)2001 - 2003 (1 year)
License(s)

State Registrations

B
Alabama 5/13/2022

B
Missouri 1/8/2025

B
Alaska 2/23/2021

B
New Hampshire 4/15/2010

B
Arizona 8/11/2010

B
New Mexico 1/13/2020

B
California 2/9/2006

B
New York 1/25/2005

B
Colorado 11/19/2019

B
North Carolina 8/31/2017

B
Connecticut 9/30/2010

B
Pennsylvania 12/6/2011

B
Delaware 2/24/2015

B
Rhode Island 1/12/2006

B
District of Columbia 8/16/2016

B
Tennessee 3/19/2024

B
Florida 2/22/2005

B
Texas 3/2/2020

B
Georgia 6/5/2024

IA
Texas 3/12/2020

B
Louisiana 2/27/2020

B
Vermont 6/12/2015

B
Maine 2/9/2004

B
Virginia 9/30/2010

B
Maryland 3/16/2016

B
Washington 8/3/2017

B
Massachusetts 4/4/2003

B
Wisconsin 8/3/2017

IA
Massachusetts 3/6/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
HOLLISTON, MA
Registered with this firm since 3/6/2006

B
LPL FINANCIAL LLC (CRD#:6413)
HOLLISTON, MA
Registered with this firm since 4/4/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/30/2013 - 12/31/2014 DIETZ & LYNCH CAPITAL (CRD#:144184) BOSTON, MA
IA
10/22/2009 - 12/09/2013 P.L.A.N. (CRD#:151072) BOSTON, MA
IA
06/13/2007 - 05/14/2010 401(K) ADVISORS GROUP (CRD#:144184) BOSTON, MA
IA
04/06/2001 - 03/25/2003 FIDELITY PERSONAL TRUST COMPANY, FSB (CRD#:109516) BOSTON, MA
IA
09/10/1998 - 03/25/2003 STRATEGIC ADVISERS INC. (CRD#:104555) BOSTON, MA
B
05/12/1998 - 03/24/2003 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
B
02/07/1997 - 09/01/1998 NATIONAL FINANCIAL SERVICES CORPORATION (CRD#:13041) BOSTON, MA
B
03/14/1996 - 12/31/1996 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
B
06/23/1995 - 02/29/1996 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.