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Detailed Report
PETER EVAN KOHN
CRD#: 2453868
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 8500 ANDREW CARNEGIE BLVD.
CHARLOTTE REGIONAL
CHARLOTTE, NC 28262
Registration History
19952000200520102015202020252 FIRMS2022 - Present (2 years)BP.J. ROBB VARIABLE CORPORATION (CRD# 38339)2020 - 2022 (2 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)1998 - 2019 (21 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1994 - 1997 (3 years)
License(s)

State Registrations

B
Florida 8/29/2022
B
South Carolina 8/29/2022
B
North Carolina 8/29/2022
B
Virginia 8/29/2022
IA
North Carolina 11/14/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
8500 ANDREW CARNEGIE BLVD. CHARLOTTE REGIONAL, CHARLOTTE, NC 28262
Charlotte, NC
Registered with this firm since 11/14/2022
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
8500 ANDREW CARNEGIE BLVD. CHARLOTTE REGIONAL, CHARLOTTE, NC 28262
Charlotte, NC
Registered with this firm since 8/29/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/25/2020 - 08/24/2022 P.J. ROBB VARIABLE CORPORATION (CRD#:38339) Charlotte, NC
B
 03/11/1998 - 07/25/2019 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) CHARLOTTE, NC
B
 05/20/1994 - 08/28/1997 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.