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RICHARD SAMUEL MCGUIRE
R SAMUEL MCGUIRE, R. SAMUEL MCGUIRE, SAM MCGUIRE
CRD#: 2452921
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 East 52nd Street
New York, NY 10055
Registration History
19952000200520102015202020252 FIRMS1994 - 1998 (3 years)2 FIRMS1999 - 1999 (<1 year)2 FIRMS2008 - 2021 (12 years)2 FIRMS2021 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1999 - 2008 (9 years)BGIBRALTAR SECURITIES CO. (CRD# 7093)1998 - 1998 (<1 year)
License(s)

State Registrations

B
Arizona 5/21/2021

B
New Hampshire 5/21/2021

B
California 5/21/2021

B
New Jersey 5/21/2021

B
Colorado 5/21/2021

IA
New Jersey 2/17/2022

B
Connecticut 5/21/2021

B
New York 5/21/2021

B
Delaware 5/21/2021

IA
New York 5/26/2021

B
District of Columbia 5/21/2021

B
North Carolina 7/15/2021

B
Florida 5/21/2021

B
Ohio 5/21/2021

B
Georgia 5/21/2021

B
Oregon 5/21/2021

B
Illinois 5/21/2021

B
Pennsylvania 5/21/2021

B
Kansas 6/12/2023

B
Rhode Island 5/21/2021

B
Louisiana 5/21/2021

B
South Carolina 5/21/2021

B
Maine 5/21/2021

B
Texas 5/21/2021

B
Maryland 5/21/2021

IA
Texas 5/21/2021

B
Massachusetts 5/21/2021

B
Utah 5/21/2021

B
Michigan 5/21/2021

B
Vermont 5/21/2021

B
Minnesota 2/1/2023

B
Virginia 5/21/2021

B
Mississippi 8/2/2022

B
Washington 5/21/2021

B
Missouri 5/21/2021

B
Wisconsin 5/21/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 East 52nd Street, New York, NY 10055
Registered with this firm since 5/21/2021

B
MORGAN STANLEY (CRD#:149777)
55 East 52nd Street, New York, NY 10055
Registered with this firm since 5/21/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/23/2008 - 06/02/2021 RBC CAPITAL MARKETS, LLC (CRD#:31194) NEW YORK, NY
B
09/19/2008 - 06/02/2021 RBC CAPITAL MARKETS, LLC (CRD#:31194) NEW YORK, NY
B
09/14/1999 - 09/29/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
05/03/1999 - 11/08/1999 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
03/09/1999 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
03/06/1998 - 11/30/1998 GIBRALTAR SECURITIES CO. (CRD#:7093) FLORHAM PARK, NJ
B
05/27/1994 - 02/20/1998 NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (CRD#:2881) MILWAUKEE, WI
B
09/22/1994 - 02/10/1998 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
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B
Broker
IA
Investment Adviser
Disclosures
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