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WILLIAM ANTHONY ARNOLD
CRD#: 2452076
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10369 CLAYTON RD
FRONTENAC, MO 63131
Registration History
19952000200520102015202020252 FIRMS1996 - 2002 (6 years)2 FIRMS2002 - 2004 (1 year)2 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2018 (6 years)2 FIRMS2018 - Present (6 years)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1994 - 1995 (1 year)BTRAVELERS EQUITIES SALES, INC. (CRD# 833)1994 - 1994 (<1 year)
Disclosure(s)
View By:
5/15/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arkansas 2/8/2022

IA
Missouri 11/30/2018

B
California 2/8/2022

B
Montana 11/30/2018

B
Colorado 7/21/2021

B
New Jersey 12/18/2024

B
Florida 11/30/2018

B
North Carolina 2/8/2022

B
Georgia 2/8/2022

B
Oregon 2/8/2022

B
Illinois 12/4/2018

B
Pennsylvania 2/8/2022

B
Indiana 4/1/2020

B
Tennessee 4/3/2020

B
Kansas 11/30/2018

B
Texas 11/30/2018

B
Maryland 2/8/2022

IA
Texas 11/30/2018

B
Massachusetts 2/8/2022

B
Virginia 11/30/2018

B
Minnesota 2/8/2022

B
Washington 10/8/2024

B
Missouri 11/30/2018

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10369 CLAYTON RD, FRONTENAC, MO 63131
Registered with this firm since 11/30/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10369 CLAYTON RD, FRONTENAC, MO 63131
Registered with this firm since 11/30/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/11/2012 - 12/27/2018 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) CLAYTON, MO
B
10/11/2012 - 12/27/2018 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) CLAYTON, MO
IA
06/01/2009 - 11/05/2012 MORGAN STANLEY (CRD#:149777) CLAYTON, MO
B
06/01/2009 - 11/05/2012 MORGAN STANLEY (CRD#:149777) CLAYTON, MO
IA
04/23/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DAVENPORT, IA
B
04/23/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DAVENPORT, IA
IA
06/21/2002 - 05/10/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) ST. LOUIS, MO
B
06/21/2002 - 05/10/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
IA
05/14/1996 - 07/02/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) LADVE, MO
B
03/07/1996 - 07/02/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
08/15/1994 - 12/31/1995 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
B
02/23/1994 - 08/15/1994 TRAVELERS EQUITIES SALES, INC. (CRD#:833) EL SEGUNDO, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.