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JAMES MICHAEL MCLENDON
CRD#: 2450415
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 3630 PEACHTREE ROAD NE, 4TH FLOOR
ATLANTA, GA 30326
Registration History
19952000200520102015202020252 FIRMS2002 - 2020 (17 years)2 FIRMS2020 - Present (4 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1994 - 2002 (8 years)IAWACHOVIA SECURITIES, INC. (CRD# 431)2001 - 2002 (<1 year)
License(s)

State Registrations

B
California 3/4/2020

B
Missouri 8/19/2022

B
Connecticut 12/15/2022

B
New Mexico 3/4/2020

B
Florida 3/4/2020

B
North Carolina 3/4/2020

B
Georgia 3/4/2020

B
Pennsylvania 3/4/2020

IA
Georgia 3/5/2020

B
South Carolina 3/4/2020

B
Hawaii 3/4/2020

B
Tennessee 3/4/2020

B
Kentucky 3/4/2020

B
Texas 3/4/2020

B
Maryland 3/4/2020

IA
Texas 4/6/2020

B
Massachusetts 1/28/2022

B
Wisconsin 9/9/2024

B
Mississippi 10/8/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3630 PEACHTREE ROAD NE, 4TH FLOOR, ATLANTA, GA 30326
Registered with this firm since 3/5/2020

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3630 PEACHTREE ROAD NE, 4TH FLOOR, ATLANTA, GA 30326
Registered with this firm since 3/4/2020

Previous Registration(s)
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IA
06/19/2002 - 03/09/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ATLANTA, GA
B
06/15/2002 - 03/09/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ATLANTA, GA
IA
12/28/2001 - 06/21/2002 WACHOVIA SECURITIES, INC. (CRD#:431) ATLANTA, GA
B
03/17/1994 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.