Individual Firm
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DENNIS STEFAN GLOSIK
DENNIS S GLOSIK
CRD#: 2450123
IA
B
FIFTH THIRD SECURITIES, INC.CRD#: 628 4460 WILSON AVENUE SW
GRANDVILLE, MI 49418
GRANDVILLE, MI 49418
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10/14/2005
Customer Dispute
Closed-No Action
State Registrations
B
Arizona 4/18/2024
B
New York 12/12/2012
B
California 11/5/2021
B
North Carolina 1/4/2013
B
Florida 1/4/2013
B
Ohio 6/13/2024
B
Georgia 7/15/2024
B
Texas 1/4/2013
B
Michigan 12/12/2012
B
Virginia 1/4/2013
IA
Michigan 12/14/2012
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/14/2012
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Registered with this firm since 12/12/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/08/2009 - 08/08/2012 | GRAND RAPIDS, MI | |
B | 07/02/2009 - 08/08/2012 | GRAND RAPIDS, MI | |
IA | 10/25/2005 - 06/26/2009 | GRAND RAPIDS, MI | |
B | 07/06/2005 - 06/26/2009 | GRAND RAPIDS, MI | |
B | 06/20/2005 - 07/06/2005 | CHICAGO, IL | |
B | 05/02/2000 - 06/20/2005 | MINNEAPOLIS, MN | |
B | 05/02/2000 - 06/20/2005 | MINNEAPOLIS, MN | |
B | 03/29/1996 - 10/01/1997 | PURCHASE, NY | |
B | 07/12/1995 - 01/26/1996 | DETROIT, MI | |
B | 01/30/1995 - 07/10/1995 | WALDWICK, NJ | |
B | 03/14/1994 - 02/16/1995 | NEW YORK, NY |
NEW YORK, NY
03/14/1994 - 02/16/1995
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.