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THOMAS KEVIN THORSON
CRD#: 2450094
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1101 STANDIFORD AVENUE
SUITE C2
MODESTO, CA 95350
Registration History
19952000200520102015202020252 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)BLEGACY FINANCIAL SERVICES, INC. (CRD# 38697)2000 - 2007 (7 years)BWMA SECURITIES, INC. (CRD# 32625)1997 - 2000 (3 years)BUSLIFE EQUITY SALES CORP. (CRD# 7962)1994 - 1997 (2 years)BNYLIFE SECURITIES INC. (CRD# 5167)1994 - 1994 (<1 year)IALEGACY ADVISORY SERVICES, INC. (CRD# 111027)2001 - 2007 (5 years)
Disclosure(s)
View By:
7/21/2008
Customer Dispute
Closed-No Action
9/14/2006
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 6/14/2024

B
Idaho 6/14/2024

B
Arizona 6/14/2024

B
Nevada 6/14/2024

B
California 6/14/2024

B
North Carolina 6/14/2024

IA
California 6/14/2024

B
Oregon 6/14/2024

B
Colorado 6/14/2024

B
Texas 6/14/2024

B
Florida 6/14/2024

IA
Texas 6/14/2024

B
Georgia 6/14/2024

B
Utah 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1101 STANDIFORD AVENUE SUITE C2, MODESTO, CA 95350
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
1101 STANDIFORD AVENUE SUITE C2, MODESTO, CA 95350
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/08/2009 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) MODESTO, CA
B
01/08/2009 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) MODESTO, CA
IA
02/20/2008 - 01/14/2009 EPLANNING ADVISORS INC (CRD#:109184) ROSEVILLE, CA
B
02/19/2008 - 01/14/2009 EPLANNING SECURITIES, INC. (CRD#:46000) MODESTO, CA
IA
07/18/2007 - 02/20/2008 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) MODESTO, CA
B
07/18/2007 - 02/20/2008 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) MODESTO, CA
IA
08/20/2001 - 07/18/2007 LEGACY ADVISORY SERVICES, INC. (CRD#:111027) MODESTO, CA
B
03/31/2000 - 07/18/2007 LEGACY FINANCIAL SERVICES, INC. (CRD#:38697) MODESTO, CA
B
03/07/1997 - 03/28/2000 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
B
06/17/1994 - 03/05/1997 USLIFE EQUITY SALES CORP. (CRD#:7962) NEW YORK, NY
B
03/03/1994 - 05/23/1994 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.