Individual Firm
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MICHAEL ALLAN ANDREOTTI
MIKE ANDREOTTI, Michael A Andreotti
CRD#: 2450003
IA
B
MORGAN STANLEYCRD#: 149777 16644 West Bernardo Drive
Suite 400
San Diego, CA 92127
Suite 400
San Diego, CA 92127
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Arizona 5/21/2021
B
New Jersey 1/29/2024
B
Arkansas 5/21/2021
B
New Mexico 1/29/2024
B
California 5/21/2021
B
New York 5/21/2021
IA
California 5/21/2021
B
Oklahoma 5/21/2021
B
Colorado 5/21/2021
B
Oregon 5/21/2021
B
Florida 5/21/2021
B
Pennsylvania 5/21/2021
B
Hawaii 1/29/2024
B
South Carolina 4/18/2023
B
Louisiana 5/21/2021
B
Tennessee 5/21/2021
B
Maryland 2/15/2023
B
Texas 5/21/2021
B
Michigan 9/6/2023
IA
Texas 5/21/2021
B
Minnesota 5/21/2021
B
Utah 5/21/2021
B
Mississippi 7/13/2023
B
Virginia 5/21/2021
B
Missouri 5/31/2023
B
Washington 5/21/2021
B
Nevada 1/13/2023
B
West Virginia 10/24/2023
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/21/2021
B
Registered with this firm since 5/21/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/01/2003 - 05/26/2021 | SAN DIEGO, CA | |
B | 07/01/2003 - 05/26/2021 | SAN DIEGO, CA | |
IA | 08/28/2001 - 07/01/2003 | SAN DIEGO, CA | |
B | 10/27/2000 - 07/01/2003 | NEW YORK, NY | |
B | 10/07/1994 - 10/30/2000 | BEVERLY HILLS, CA | |
B | 02/22/1994 - 08/02/1994 | GREENWOOD VILLAGE, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.