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Detailed Report
MICHAEL ALLEN SWIERK
CRD#: 2449095
IA
Investment Adviser
B
Broker
LINCOLN INVESTMENTCRD#: 519 SUITE 150
500 WATERS EDGE
LOMBARD, IL 60148
Registration History
19952000200520102015202020252 FIRMS2005 - Present (20 years)BPMG SECURITIES CORPORATION (CRD# 27107)2000 - 2005 (4 years)BINVESTORS BROKERAGE SERVICES, INC. (CRD# 4257)1994 - 2000 (6 years)IAPMG ASSET MANAGEMENT INC (CRD# 110825)2001 - 2005 (3 years)
Disclosure(s)
View By:
2/6/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 7/12/2010
B
Massachusetts 1/5/2021
B
California 1/4/2019
B
Michigan 5/19/2005
B
Colorado 4/8/2011
B
Minnesota 1/5/2021
B
Florida 1/4/2019
B
Missouri 2/1/2005
B
Illinois 2/1/2005
B
New Mexico 3/22/2006
IA
Illinois 2/1/2005
B
North Carolina 1/5/2019
B
Indiana 1/26/2011
B
Texas 1/4/2019
B
Kansas 1/7/2019
B
Utah 7/16/2018
B
Maine 1/4/2019
B
Wisconsin 2/6/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
SUITE 150 500 WATERS EDGE, LOMBARD, IL 60148
Wheaton, IL
Registered with this firm since 2/1/2005
B
LINCOLN INVESTMENT (CRD#:519)
SUITE 150 500 WATERS EDGE, LOMBARD, IL 60148
Wheaton, IL
Registered with this firm since 2/1/2005
Previous Registration(s)
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IA
 02/21/2001 - 01/31/2005 PMG ASSET MANAGEMENT INC (CRD#:110825) HOFFMAN ESTATES, IL
B
 08/01/2000 - 01/31/2005 PMG SECURITIES CORPORATION (CRD#:27107) ELGIN, IL
B
 02/01/1994 - 08/01/2000 INVESTORS BROKERAGE SERVICES, INC. (CRD#:4257) ELGIN, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.