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CHRISTIAN GRANT SCHNABEL
CRD#: 2448485
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 330 E MAIN ST STE 300
LEXINGTON, KY 40507
LEXINGTON, KY 40507
0
Disclosures
13
Years of Experience
View By:
State Registrations
B
Arizona 5/21/2024
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Kentucky 10/2/2013
B
California 3/29/2024
B
North Carolina 12/10/2021
B
Florida 7/3/2019
B
Texas 6/20/2024
B
Kentucky 10/1/2013
B
Washington 9/27/2024
SRO Registrations
B
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Registered with this firm since 10/2/2013
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Registered with this firm since 8/5/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/05/2010 - 04/05/2010 | SAN MATEO, CA | |
B | 11/25/2009 - 12/23/2009 | DALLAS, TX | |
B | 10/21/1998 - 04/16/1999 | CHARLOTTE, NC | |
B | 03/14/1994 - 04/28/1995 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.