• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MARK DAVID LEA
CRD#: 2447310
IA
Investment Adviser
B
Broker
OSAIC ADVISORY SERVICES, LLCCRD#: 171070 2300 WINDY RIDGE PARKWAY
SUITE 750
ATLANTA, GA 30339
OSAIC WEALTH, INC.CRD#: 23131 2619 COON RAPIDS BLVD.
#107
COON RAPIDS, MN 55433
Registration History
19952000200520102015202020252 FIRMS2024 - Present (<1 year)BAMERICAN PORTFOLIOS FINANCIAL ... (CRD# 18487)2007 - 2024 (17 years)BUNITED SECURITIES ALLIANCE, INC. (CRD# 36487)2004 - 2007 (2 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2002 - 2004 (1 year)BLUTHERAN BROTHERHOOD SECURITIE... (CRD# 4205)1994 - 2002 (8 years)IAOSAIC WEALTH, INC. (CRD# 23131)2024 - 2024 (<1 year)IAAMERICAN PORTFOLIOS ADVISORS, INC (CRD# 112697)2010 - 2024 (14 years)IAUNITED SECURITIES ALLIANCE, INC. (CRD# 36487)2005 - 2007 (2 years)
Disclosure(s)
View By:
11/24/2010
Regulatory
Final
License(s)

State Registrations

B
Minnesota 10/11/2024

B
Ohio 10/11/2024

IA
Minnesota 10/14/2024

B
South Dakota 10/11/2024

B
New Mexico 10/11/2024

B
Wisconsin 10/11/2024

B
North Dakota 10/11/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC ADVISORY SERVICES, LLC (CRD#:171070)
2300 WINDY RIDGE PARKWAY SUITE 750, ATLANTA, GA 30339
Registered with this firm since 10/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
2619 COON RAPIDS BLVD. #107, COON RAPIDS, MN 55433
Registered with this firm since 10/11/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/11/2024 - 10/11/2024 OSAIC WEALTH, INC. (CRD#:23131) SCOTTSDALE, AZ
IA
04/06/2010 - 10/11/2024 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
B
02/27/2007 - 10/11/2024 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) COON RAPIDS, MN
IA
01/06/2005 - 02/26/2007 UNITED SECURITIES ALLIANCE, INC. (CRD#:36487) COON RAPIDS, MN
B
03/19/2004 - 02/26/2007 UNITED SECURITIES ALLIANCE, INC. (CRD#:36487) COON RAPIDS, MN
B
07/01/2002 - 03/22/2004 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MINNEAPOLIS, MN
B
02/07/1994 - 07/01/2002 LUTHERAN BROTHERHOOD SECURITIES CORP. (CRD#:4205) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.