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CHARLES ALFRED CONSTANTINO II
CHARLES A CONSTANTINO, Chuck Constantino
CRD#: 2445532
IA
B
THE AMERIFLEX GROUPCRD#: 305585 1000 Pittsford Victor Rd.
Pittsford, NY 14534
Pittsford, NY 14534
OSAIC WEALTH, INC.CRD#: 23131 1000 PITTSFORD VICTOR RD
PITTSFORD, NY 14534
PITTSFORD, NY 14534
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alabama 12/1/2023
B
New York 12/1/2023
B
Colorado 12/1/2023
IA
New York 12/1/2023
B
District of Columbia 12/1/2023
B
North Carolina 12/5/2023
B
Florida 12/1/2023
B
South Carolina 12/1/2023
B
Georgia 12/1/2023
B
Tennessee 12/1/2023
B
New Hampshire 12/1/2023
B
Texas 12/1/2023
B
New Jersey 5/29/2024
SRO Registrations
B
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IA
Registered with this firm since 12/1/2023
B
Registered with this firm since 12/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/07/2016 - 12/04/2023 | PITTSFORD, NY | |
B | 11/04/2016 - 12/04/2023 | PITTSFORD, NY | |
IA | 10/30/2009 - 11/11/2016 | PITTSFORD, NY | |
B | 02/01/2008 - 11/11/2016 | PITTSFORD, NY | |
IA | 03/11/2004 - 02/05/2008 | PITTSFORD, NY | |
B | 01/10/2003 - 02/05/2008 | PITTSFORD, NY | |
B | 11/15/1999 - 12/17/2002 | SYRACUSE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.